Steve Saltzman will moderate the upcoming Virtual Roundtable on the DOL's Proposed Changes and Considerations for Client-Facing Firms.
This session will be geared towards institutional distributors of investments and annuities and a discussion of best practices related to the DOL’s new Retirement Security Rule and amended PTEs.
In addition to insights from our meeting attendees, this meeting will feature insights and input from Fred Reish, Esq., a partner in Faegre Drinker’s Benefits & Executive Compensation practice group, the Investment Management group, and the Financial Services ERISA Team. His practice focuses on fiduciary issues, prohibited transactions, tax qualification, and retirement income. Fred serves as a consultant and expert witness on ERISA litigation and FINRA arbitration, focusing on cases involving broker-dealers, registered investment advisers, financial service companies, and other service providers.
Consistent with our usual approach, the meeting will be more discussion-based (with input and questions from the attendees) than a typical “listen and learn” webinar. This Virtual Roundtable will take place over a two-hour period, from 3:00 PM - 5:00 PM. A more detailed agenda will be sent out before the meeting with a link to join the online meeting.
May 29, 204
3:00 - 5:00 pm Eastern
Rest assured, Saltzman Associates remains proactive in staying abreast of any future updates related to this topic.