Steve Saltzman will moderate the upcoming Virtual Roundtable on the DOL's Proposed Changes and Considerations for Client-Facing Firms.
This session is geared towards institutional distributors of investments and annuities, focusing on the DOL’s recent proposals regarding the new Retirement Security Rule and other proposed amendments to prohibited transaction exemptions and the important considerations for the client-facing firms that serve retirement investors.
Our meeting will feature insights and input from Jason Roberts, Esq., founder and CEO of the Pension Resource Institute, LLC. Jason is an expert in retirement /ERISA compliance and regularly works with banks, broker-dealers, and RIAs to assist them in serving retirement investors.
December 7, 2023
3:00 - 5:00 pm Eastern
Rest assured, Saltzman Associates remains proactive in staying abreast of any future updates related to this topic.