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Pricing Options:

  • Option A - $10,000 for up to 2 sponsor representatives
  • Waitlist - If a meeting is SOLD OUT, please select the WAITLIST and you will be notified of an opening. 

 

Description:

This meeting will start with dinner on the first night.  The general session will begin the following morning and go until 3:00 PM.

 

New for 2025, the Compliance Roundtable meeting is an in-person event designed to promote the sharing of best practices and strategies related to compliance and regulatory concerns surrounding insurance, annuities, and structured products.  This meeting provides an interactive forum allowing participants discuss strategies and initiatives regarding program and sales practices as well as changing legal and regulatory requirements.

 

Attendees include compliance and supervisory executives from bank, wirehouse, national, regional and independent broker-dealers as well as other industry experts, including representatives from insurance and investment companies, service providers, marketing organizations and other related firms.

Compliance Roundtable

SKU: RT-COM
$0.00Price
  • Event Date:

    May 14-15, 2025

  • Location:

    New Orleans - Four Seasons

Add-On Sponsor Opportunities

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